David Belk

Credentials: CFP®

2102 North Elm Street
Suite F
Greensboro, North Carolina, 27408
Telephone: 336.574.3132
Medium_1669_180820061422411
Registry Member Since 2006
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Business Philosophy

We help our clients as we would want our families helped . We are wealth advisors that use professional money managers. We concentrate on the right strategies for our clients rather than on products which are mostly interchangable . Our service is designed to be proactive rather than reactive. Our business philosophy, while covering many facets, is quite simple. Most businesses have a Chief Financial Officer to help them manage their company's money, well, that's what I do for individuals and small corporations alike, I work as a personal CFO for my clients to help them accomplish their goals, enjoy more of what gives them fulfillment in life, and make work optional.

1. What are your firm names?
  • Registered Investment Advisor

    Financial Security Advisory Inc

  • Broker Dealer

    Financial Security Management

2. What is your type of RIA registration?
  • SEC
3. Are you a sole practitioner or a member of a firm or team?
  • Member Firm or Team
4. What is your relationship to your Registered Investment Advisor?
  • Independent Contractor
5. What are your years of applicable financial service experience?
  • 21 Years
6. Do you have any college degree(s)?
School
Degree
Major
University of North Carolina at Greensboro
BS in Management
7. Do you belong to any industry associations?
  • SFSP
  • NAIFA
8. What is your CRD or IARD number?
  • 3048030
9. Do you hold any active securities licenses?
  • 6, 63, 65
10. Which categories of financial services do you provide?
  • Financial Planning Advice & Services
  • Investment Advice & Services
  • Insurance Advice & Services
11. Which planning services do you provide?
  • Financial Plans
  • Retirement Plans
  • College Plans
  • Estate Plans
  • Charitable Plans
  • Tax Plans
  • Other
12. Which investment advisory services do you provide?
  • Investment Strategy & Policy
  • Risk Management
  • Rebalancing
  • Tax Efficient Investing
  • Asset Allocation
  • Performance Reports
  • Money Manager Selection
  • Performance Reports
  • Other
13. If you make investment decisions for clients, how do you invest their assets?
  • Did Not Provide
14. How many clients (not accounts) do you currently service?
  • Did Not Provide
15. What amount of client assets is currently under your management or advisement?
  • Did Not Provide
16. What is your minimum fee for your planning services?
  • Did Not Provide
17. What is your minimum fee for your investment services?
  • Did Not Provide
18. What is your minimum asset requirement for your investment services?
  • $500,000
19. What is your minimum net worth requirement for your planning services?
  • Did Not Provide
20. What type of compensation do you receive for your planning services?
  • Asset Based Fees
  • Hourly Fees
  • Fixed Fees
  • Commission (Investment)
  • Commission (Insurance)
21. What type of compensation do you receive for your investment advisory services?
  • Asset Based Fees
  • Hourly Fees
  • Fixed Fees
  • Commission (Investment)
  • Commission (Insurance)
22. Do you work with remote clients over the Internet and telephone?
  • Yes
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23. Do you hold any active insurance licenses?
  • Life, Annuity, Long-Term Care, Disability
24. Are you a Registered Investment Advisor or an Investment Advisor Representative?
  • Yes
25. Do you acknowledge you are a fiduciary when you provide financial advice and services for fees?
  • Yes
26. What states are covered by your registration(s) to sell investment advisory services?
  • Florida
  • Georgia
  • New Mexico
  • North Carolina
  • New York
  • Ohio
  • Pennsylvania
  • South Carolina
  • Virginia
  • Nevada
27. What states are covered by your registration(s) to sell investment and brokerage products?
  • Did Not Provide
28. What states are covered by your registration(s) to sell insurance products?
  • Did Not Provide
29. Do you have any compliance disclosures for the past 5 years?
  • Investment Disclosures: No
  • Insurance Disclosures: No
30. Do you have any criminal disclosures since you became an adult?
  • Misdemeanors: No
  • Felonies: No
31. How do investors view your ADV Part II?
  • Available Upon Request
32. What languages do you speak fluently?
  • Did Not Provide
33. What is your primary role?
  • Did Not Provide
34. Which investment products do you sell?
  • Mutual Funds
  • REITs
  • Other
35. Which insurance products do you sell?
  • Life
  • Fixed Annuities
  • Variable Annuities
  • Long Term Care
  • Disability Income
36. Do you provide tax advice and services?
  • No
37. Do you provide legal advice and services?
  • Did Not Provide
38. Do you provide any limited engagement services?
  • Did Not Provide
39. What types of clients do you work with?
  • Individuals
  • Companies (Non-Pension)
  • Companies (Pension)
  • Foundations
40. Where does your first meeting with a prospective client take place?
  • Investor's Preference
41. Which companies act as custodians for your clients assets?
  • Schwab
42. What types of reports do you provide your clients and what is the frequency?
43. General Comments:

Did Not Provide

Certification

I certify all of the information in my professional profile is accurate and up-to-date.
Advisor Name: David Belk
Most Recent Update: Jun 18, 2013

www.gofsg.com