Dan Searles, CFP®, RFC®, CEP
Gaithersburg, Maryland, 20877
Member Since 2008
Your hopes and dreams are what matter most to us. By listening carefully to your concerns, we develop a plan designed to help you accomplish your goals. With 75+ years of combined experience, our team of credentialed professionals has the experience, dedication and integrity and strives to provide the peace of mind that comes with knowing your financial goals are our first priority. In all of our efforts, products, and services, we remain focused on a single mission: to secure your future, and your satisfaction.
My Location
Background Information
Years of Financial Experience
- 29
Education
- Towson University (B.S.)
Certifications and Designations
- CFP®
- RFC®
- CEP
- CSA
Methods of Compensation
- Financial Planning: Asset-based fee, Fixed fee, Hourly fee
- Investment Services: Asset-based fee, Fixed fee, Hourly fee
Full Disclosure
- I practice full disclosure for credentials, ethics, business practices, compensation, potential conflicts of interests, and financial services.
Primary Custodian(s)
- Pershing
Types of Financial Reports
- Performance Report (Quarterly)
- Market Environment Report (Monthly)
- Custodial Report (Quarterly)
- Newsletter (Semi-Annually)
- Other
Additional Business Practices
- I work with remote clients over the telephone and Internet
- My clients have online access to their financial data
- I review my clients' financial plans with them annually and upon request
- I review my clients' investment portfolios with them quarterly and upon request
Registration & Licensing
- CRD/IARD Number: 1086478
- Securities Registrations: Series 63, Series 6, 22, 62
- Insurance Licenses: Life, Annuity, Long-Term Care, Disability, Health, Property & Casualty
Company Names
- Registered Investment Advisor: SSN Advisory, Inc.
- Broker/Dealer: Securities Service Network Inc., Member FINRA/SIPC
Fiduciary Status
- Acknowledged Fiduciary in advisory relationships
Compliance Record
- No Disclosures
Criminal Record
- No Disclosures
Disclosure(s)
- View StatementSecurities offered through Securities Service Network, Inc., Member FINRA/SIPC. Fee-based advisory services offered through SSN Advisory, Inc., a registered investment advisor.
- View Statement
Planning Services
- Financial Planning, Retirement, College Funding, Estate, Tax, Charitable
Investment Services
- Strategy Development, Written investment policy, Asset allocation, Performance Reporting, Tax Efficient Strategies
Investment Products
- Mutual Funds, Securities, REITs, Equity, Limited Partnerships
Insurance Products
- Life, Fixed Annuity, Variable Annuity, Long-Term Care, Disability Income, Business
Visit Website - http://www.medalliongroup.com
