Clay Eubank
Richmond, Virginia, 23226
Member Since 2005
Founded in 1983, we are an independent firm comprised of an exceptional team of professionals with extensive experience and credentials in financial planning and investment management. Our services for individuals and families are focused on customizing investment strategies around the client's life goals, financial needs and risk temperament. Long-term investment reuslts are optimized using our proprietary asset allocation systems executed with world class investment managers.
My Location
Background Information
Years of Financial Experience
- 26
Methods of Compensation
- Financial Planning: Asset-based fee, Fixed fee
- Investment Services: Asset-based fee, Fixed fee
Full Disclosure
- I practice full disclosure for credentials, ethics, business practices, compensation, potential conflicts of interests, and financial services.
Primary Custodian(s)
- SEI
Additional Business Practices
- I work with remote clients over the telephone and Internet
- My clients have online access to their financial data
- I review my clients' financial plans with them quarterly
- I review my clients' investment portfolios with them quarterly
Registration & Licensing
- CRD/IARD Number: 106511
- Securities Registrations: Series 65
- Insurance Licenses: None
Company Names
- Broker/Dealer: None
Fiduciary Status
- Acknowledged Fiduciary in advisory relationships
Compliance Record
- No Disclosures
Criminal Record
- No Disclosures
Planning Services
- Financial Planning, Retirement, College Funding, Estate, Tax, Charitable
Investment Services
- Strategy Development, Written investment policy, Asset allocation, Money manager selection, Asset Management, Performance Reporting, Tax Efficient Strategies
Visit Website - http://www.thecapgroup.com
