Chuck Dunham, CFP®, CRPC®, ChFC®
Birmingham, Alabama, 35223
Member Since 2005
I specialize in personalized financial planning, especially in the
retirement area, for individuals and families, allowing
me to share my knowledge, experience, and vision with
clients so that they may feel confident about their
financial future.
My Location
Background Information
Years of Financial Experience
- 28
Education
- Vanderbilt University (Bachelor of Business Administration)
- University of Alabama at Birmingham (Masters of Business Administration)
Certifications and Designations
- CFP®
- CRPC®
- ChFC®
- CLU®
Association Memberships
- Financial Planning Association
Methods of Compensation
- Financial Planning: Asset-based fee, Fixed fee, Hourly fee
- Investment Services: Asset-based fee, Fixed fee, Hourly fee
Full Disclosure
- I practice full disclosure for credentials, ethics, business practices, compensation, potential conflicts of interests, and financial services.
Primary Custodian(s)
- National Financial Services
Types of Financial Reports
- Performance Report (Quarterly)
- Market Environment Report (Quarterly)
- Custodial Report (Monthly)
- Newsletter (Monthly)
Additional Business Practices
- I provide a written agreement to clients before I provide any advice or services.
- I work with remote clients over the telephone and Internet
- My clients have online access to their financial data
- I review my clients' financial plans with them semi-annually and upon request
- I review my clients' investment portfolios with them semi-annually and upon request
Registration & Licensing
- CRD/IARD Number: 1251563
- Securities Registrations: Series 63, Series 7, Series 24
- Insurance Licenses: Life, Annuity, Long-Term Care, Disability, Health
Company Names
- Registered Investment Advisor: Lincoln Financial Advisors Corp. Member SIPC.
- Broker/Dealer: Lincoln Financial Advisors Corp
Compliance Record
- No Disclosures
Criminal Record
- No Disclosures
Registered or licensed to provide financial advice, services, and products
- Alabama
- Florida
- Georgia
- Minnesota
- Mississippi
- North Carolina
- Pennsylvania
- Tennessee
- Texas
- Virginia
Firm Disclosures
- Charles Dunham is a registered representative of Lincoln Financial Advisors Corp. Securities and investment advisory services offered through Lincoln Financial Advisors Corp. a broker/dealer (Member SIPC) and a registered investment advisor. Insurance offered through Lincoln affiliates and other fine companies. CRN201103-2052759
Additional Disclosure(s)
- View StatementCharles Dunham is a registered representative of Lincoln Financial Advisors Corp. Securities and investment advisory services offered through Lincoln Financial Advisors Corp. a broker/dealer (Member SIPC) and a registered investment advisor. Insurance offered through Lincoln affiliates and other fine companies. CRN201103-2052759
- View Statement
Planning Services
- Financial Planning, Retirement, College Funding, Estate, Charitable
Investment Services
- Strategy Development, Written investment policy, Asset allocation, Performance Reporting, Tax Efficient Strategies
Investment Products
- Mutual Funds, Securities, Hedge Fund, REITs, Limited Partnerships
Insurance Products
- Life, Fixed Annuity, Variable Annuity, Long-Term Care, Disability Income, Business
