Charlotte Dougherty, CFP®
Cincinnati, Ohio, 45209
Member Since 2008
We manage investment porfolios for pre retirees and retirees as well as those who are facing life transitions such as the loss of a spouse or parent, or the sale or acquisition of a business. We begin with a solid and holistic plan so that we can assess, adjust and align our solutions to our client\'s income needs and lifetime goals. We coordinate and communicate with our client\'s other trusted advisors so that best outcomes are realized in all areas including tax and estate planning, as well as investment allocation and protection.
My Location
Background Information
Years of Financial Experience
- 30
Education
- Miami University (BA)
Certifications and Designations
- CFP®
Association Memberships
- Cincinnati Estate Planning Council
- NAIFA
Methods of Compensation
- Financial Planning: Fixed fee, Hourly fee
- Investment Services: Asset-based fee, Hourly fee
Full Disclosure
- I practice full disclosure for credentials, ethics, business practices, compensation, potential conflicts of interests, and financial services.
Primary Custodian(s)
- Fidelity/National Financial Srvs
Additional Business Practices
- I work with remote clients over the telephone and Internet
- My clients have online access to their financial data
- I review my clients' financial plans with them quarterly
- I review my clients' investment portfolios with them quarterly
Registration & Licensing
- CRD/IARD Number: 856400
- Securities Registrations: Series 65, Series 63, Series 7, Series 6
- Insurance Licenses: Life, Annuity, Long-Term Care, Disability, Health
Company Names
- Registered Investment Advisor: Lincoln Financial Advisors
- Broker/Dealer: Lincoln Financial Advisors
Fiduciary Status
- Acknowledged Fiduciary in advisory relationships
Compliance Record
- No Disclosures
Criminal Record
- No Disclosures
Registered or licensed to provide financial advice, services, and products
- Florida
- Indiana
- Kentucky
- Massachusetts
- Nevada
- Ohio
- South Carolina
- Texas
Disclosure(s)
- View StatementSecurities and investment advisory services offered through Lincoln Financial Advisors Corp., a broker/dealer and registered investment advisor.
- View Statement
Planning Services
- Financial Planning, Retirement, College Funding, Estate, Tax, Charitable
Investment Services
- Strategy Development, Written investment policy, Asset allocation, Performance Reporting, Tax Efficient Strategies
Visit Website - http://www.dougherty-associates.com
