Charles Steege, CFP®
Doylestown, Pennsylvania, 18902
Member Since 2005
Having over twenty six years experience and having founded our firm 16 years ago, we are a fee only financial planning team dedicated to senior executives only. Our clients are decision makers whose time is their most valuable asset. They are looking to delegate aspects of their financial and tax planning activities to accelerate and protect
their wealth, while they manage their careers. All of our clients have complex stock based compensation issues that require a high degree of specialized expertise. Thats why we accept clients from a number of Americas leading FORTUNE 500 companies.
My Location
Background Information
Years of Financial Experience
- 25
Education
- Gordon College (BS in Psychology/4 Years)
Certifications and Designations
- CFP®
Association Memberships
- Financial Planning Association
Methods of Compensation
- Financial Planning: Asset-based fee, Hourly fee, Retainer Fee
- Investment Services: Asset-based fee, Hourly fee
Primary Custodian(s)
- Fidelity/National Financial Srvs
- SEI Trust Company
- Pershing
Types of Financial Reports
- Performance Report (Quarterly)
- Custodial Report (Monthly)
- Other
Additional Business Practices
- I provide a written agreement to clients before I provide any advice or services.
- I work with remote clients over the telephone and Internet
- I review my clients' financial plans with them
- I review my clients' investment portfolios with them
Registration & Licensing
- CRD/IARD Number: 801 –67276
- Securities Registrations: Series 63
- Insurance Licenses: None
Company Names
- Registered Investment Advisor: SFG Investment Advisors, Inc.
- Broker/Dealer: N/A
Compliance Record
- No Disclosures
Criminal Record
- No Disclosures
Registered or licensed to provide financial advice, services, and products
- Alabama
- Alaska
- Arizona
- Arkansas
- California
- Colorado
- Connecticut
- Delaware
- Florida
- Georgia
- Hawaii
- Idaho
- Illinois
- Indiana
- Iowa
- Kansas
- Kentucky
- Louisiana
- Maine
- Maryland
- Massachusetts
- Michigan
- Minnesota
- Mississippi
- Missouri
- Montana
- Nebraska
- Nevada
- New Hampshire
- New Jersey
- New Mexico
- New York
- North Carolina
- North Dakota
- Ohio
- Oklahoma
- Oregon
- Pennsylvania
- Rhode Island
- South Carolina
- South Dakota
- Tennessee
- Texas
- Utah
- Vermont
- Virginia
- WDC
- Washington
- West Virginia
- Wisconsin
- Wyoming
Disclosure(s)
- View StatementOur firm, SFG Investment Advisors, Inc., is required to provide our ADV-2A Form to you and is available upon request.
- View Statement
Planning Services
- Financial Planning, Retirement, College Funding, Estate, Charitable, Tax, Executive Stock-based Planning, i.e. Incentive Stock Options, Non-Qualified Stock Options, Restricted Stock, & Executive Deferred Compensation.
Investment Services
- Strategy Development, Written investment policy, Asset allocation, Re-Balancing, Active Managers, Passive Managers, Risk Management, Performance Reporting, Tax Efficient Strategies, Review Current Portfolios, Stock-based Compensation, Stock Option and Restricted Stock Divestiture Strategies.
Investment Products
- Mutual Funds, Securities, Commodities, REITs, Equity, Managed Futures
Insurance Products
- None
Tax Advice & Services
- Tax Clients: Individuals & Families, Businesses
- Tax Services: Tax Planning, Tax Advice, Tax Efficient Investing, Tax Preparation, IRS Audit Services
Visit Website - http://www.SFGADVISORS.com
Charles Steege
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Questions about Tax Planning or Non-qualified Deferred Compensation? SFG's New Resource Center is Designed for Executives on the Go
One…
The 2% Solution: What Are You Doing with Your Social Security Tax Break? For senior executives and staff, one sweeping benefit of the new …
The 2% Solution: What Are You Doing with Your Social Security Tax Break
The 2% Solution: What Are You Doing with Your Social Security Tax Break?: http://wp.me/pNtlf-50