Charles Jones, CPA, CFP®, CFA®
Charlotte, North Carolina, 28202
Member Since 2005
Our mission is to help clients live the one life they have, in the best way possible, without undue financial sacrifice or overexposure to risk. We want to understand a clients values, priorities, and personal as well as financial goals, so we can assist them with life\'s challenges both financial and otherwise.
My Location
Background Information
Years of Financial Experience
- 30
Education
- UNC - Chapel Hill (BS Accounting)
Certifications and Designations
- CPA
- CFP®
- CFA®
Association Memberships
- AICPA
- Financial Planning Assoc.
- CFA Institute
Methods of Compensation
- Financial Planning: Asset-based fee
- Investment Services: Asset-based fee
Full Disclosure
- I practice full disclosure for credentials, ethics, business practices, compensation, potential conflicts of interests, and financial services.
Primary Custodian(s)
- First Clearing LLC
Types of Financial Reports
- Performance Report (Quarterly)
- Custodial Report (Monthly)
Additional Business Practices
- I provide a written agreement to clients before I provide any advice or services.
- I work with remote clients over the telephone and Internet
- My clients have online access to their financial data
- I review my clients' financial plans with them annually
- I review my clients' investment portfolios with them quarterly
Registration & Licensing
- CRD/IARD Number: 2024379
- Securities Registrations: Series 65, Series 63, Series 7
- Insurance Licenses: Life, Annuity, Long-Term Care
Company Names
- Broker/Dealer: Wells Fargo Advisors LLC
Fiduciary Status
- Acknowledged Fiduciary in advisory relationships
Compliance Record
- No Disclosures
Criminal Record
- No Disclosures
Registered or licensed to provide financial advice, services, and products
- Delaware
- Florida
- Georgia
- Kentucky
- New York
- North Carolina
- Pennsylvania
- South Carolina
- Tennessee
- Virginia
Firm Disclosures
- Nominated to Barron\'s Top 100 Financial Advisors In N.C. and listed as one of Charlotte\'s top financial advisors by Charlotte Magazine.
Planning Services
- Financial Planning, Retirement, College Funding, Estate, Charitable, Tax
Investment Services
- Strategy Development, Written investment policy, Asset allocation, Re-Balancing, Active Managers, Passive Managers, Risk Management, Performance Reporting, Tax Efficient Strategies, Review Current Portfolios
Investment Products
- Mutual Funds, Securities, Hedge Fund, Commodities, REITs, Equity, Mortgages
Insurance Products
- Life, Fixed Annuity, Variable Annuity, Long-Term Care
Visit Website - https://home.wellsfargoadvisors.com/bob.jones2
