Charles Auerbach, CFP®, CLU®, ChFC®
Cordova, Tennessee, 38018
Member Since 2005
Our unique approach to financial services places your individual needs and goals squarely front and center. As a boutique firm, we pride ourselves on offering top-notch service and the expertise necessary to address the many facets of your overall financial plan. Estate plans, portfolio management, investment accounts, business plans, banking, accounting, insurance, long-term care, philanthropy – they all add up to your one financial future, and our planning takes them all into account.
My Location
Background Information
Years of Financial Experience
- 36
Education
- Brooklyn College (BS in Accounting)
Certifications and Designations
- CFP®
- CLU®
- ChFC®
- EA
Association Memberships
- Financial Planning Association
Methods of Compensation
- Financial Planning: Hourly fee, Fixed fee
- Investment Services: Hourly fee, Fixed fee
Full Disclosure
- I practice full disclosure for credentials, ethics, business practices, compensation, potential conflicts of interests, and financial services.
Primary Custodian(s)
- Pershing
Types of Financial Reports
- Performance Report (Annually)
- Newsletter (Quarterly)
Additional Business Practices
- I work with remote clients over the telephone and Internet
- My clients have online access to their financial data
- I review my clients' financial plans with them annually
- I review my clients' investment portfolios with them quarterly
Registration & Licensing
- CRD/IARD Number: 1193682
- Securities Registrations: Series 63, Series 7, Series 24
- Insurance Licenses: None
Company Names
- Registered Investment Advisor: Advantage Investment Management
- Broker/Dealer: National Planning Corporation
Fiduciary Status
- Acknowledged Fiduciary in advisory relationships
Compliance Record
- No Disclosures
Criminal Record
- No Disclosures
Planning Services
- Financial Planning, Retirement, College Funding, Estate, Charitable, Tax, Values-based Legacy PlanningBusiness Consulting
Investment Services
- Strategy Development, Written investment policy, Asset allocation, Performance Reporting, Tax Efficient Strategies
Investment Products
- Mutual Funds, Hedge Fund, REITs, Mortgages
Insurance Products
- Life, Fixed Annuity, Variable Annuity, Long-Term Care, Disability Income, Property & Casualty
Visit Website - http://www.wealthstrategiesgrouptn.com
