Chad Coe, CWS®, RFC®, CDFA™
Deerfield, Illinois, 60015
Member Since 2006
Successful individuals, families and business owners choose Coe Financial Group to assist them with building and preserving their wealth. Few things are more personal than your financial well-being. Your wealth management advisor must have the resources to help you achieve this, and always keep your best interests at heart.
Coe Financial Group is founded on the qualities we believe you should seek in a wealth management advisor: an established, knowledgeable, but also independent member of Your team. With a commitment to outstanding client service. Coe Financial Group takes a holistic approach to all of your planning needs including asset management,retirement planning,insurance strategies, college planning and estate planning.
My Location
Background Information
Years of Financial Experience
- 20
Education
- University of Illinois at Chicago (BS Finance / Marketing)
- Cannon Financial (Certified Wealth Strategist)
Certifications and Designations
- CWS®
- RFC®
- CDFA™
Association Memberships
- Financial Advisor Institute
- First Allied Securities Representative Advisory Council
Methods of Compensation
- Financial Planning: Asset-based fee
- Investment Services: Asset-based fee
Full Disclosure
- I practice full disclosure for credentials, ethics, business practices, compensation, potential conflicts of interests, and financial services.
Primary Custodian(s)
- JP Morgan
- Schwab
- Pershing
Types of Financial Reports
- Performance Report (Quarterly)
- Market Environment Report (Monthly)
- Custodial Report (Monthly)
- Newsletter (Monthly)
Additional Business Practices
- I work with remote clients over the telephone and Internet
- My clients have online access to their financial data
- I review my clients' financial plans with them quarterly
- I review my clients' investment portfolios with them quarterly
Registration & Licensing
- CRD/IARD Number: 2491459
- Securities Registrations: Series 65, Series 63, Series 7, Series 6, Series 24, 51
- Insurance Licenses: Life, Annuity, Long-Term Care, Disability, Health, Property & Casualty
Company Names
- Registered Investment Advisor: Chad Coe, Trevor Brody, Alan Wolan, Bob Bernstein
- Broker/Dealer: First Allied Securities
Fiduciary Status
- Acknowledged Fiduciary in advisory relationships
Compliance Record
- No Disclosures
Criminal Record
- No Disclosures
Firm Disclosures
- Securities offered through First Allied Securities, Inc., A Registered Broker Dealer, Member FINRA/SIPC.
Planning Services
- Financial Planning, Retirement, College Funding, Estate, Charitable, Tax, Financial Divorce Planning
Investment Services
- Strategy Development, Written investment policy, Asset allocation, Performance Reporting, Tax Efficient Strategies
Investment Products
- Mutual Funds, Securities, Hedge Fund, REITs, Equity
Insurance Products
- Life, Fixed Annuity, Variable Annuity, Long-Term Care, Disability Income, Health, Property & Casualty, Business
Visit Website - http://www.coefinancial.com
