Carlo Panaccione
Redwood Shores, California, 94065
Member Since 2005
When working with our firm you will find a dedicated team of financial professionals with one primary focus; to be proactive advisors and impassioned advocates for each of our clients. Freeing you to devote time to personal goals, business, community and most importantly family and loved ones. Our mission is to be a valuable, strategic partner contributing significantly to your success and quality of life by working with you to simplify the demands of managing your wealth. Our Wealth Navigation System employs a unique values-based approach that begins with you & what is most important to you. We will work with you to explore your beliefs, feelings & core values about money & how you may best use it to help fulfill your life\'s aspirations.
My Location
Background Information
Years of Financial Experience
- 25
Certifications and Designations
- CFP®
Association Memberships
- Financial Planning Association
- Financial Services Institute
Methods of Compensation
- Financial Planning: Asset-based fee, Hourly fee, Fixed fee
- Investment Services: Asset-based fee, Hourly fee, Fixed fee
Full Disclosure
- I practice full disclosure for credentials, ethics, business practices, compensation, potential conflicts of interests, and financial services.
Primary Custodian(s)
- LPL Financial
Types of Financial Reports
- Performance Report (Quarterly)
- Market Environment Report (Monthly)
- Custodial Report (Monthly)
- Newsletter (Monthly)
- Other
Additional Business Practices
- I provide a written agreement to clients before I provide any advice or services.
- I work with remote clients over the telephone and Internet
- My clients have online access to their financial data
- I review my clients' financial plans with them quarterly, semi-annually, annually and upon request
- I review my clients' investment portfolios with them quarterly and upon request
Registration & Licensing
- CRD/IARD Number: 1531543
- Securities Registrations: Series 65, Series 63, Series 7, Series 24
- Insurance Licenses: Life, Annuity, Long-Term Care, Disability, Health
Company Names
- Registered Investment Advisor: Navigation Group, Inc.
- Broker/Dealer: LPL Financial
Fiduciary Status
- Acknowledged Fiduciary in advisory relationships
Compliance Record
- One or More DisclosuresOne client sent an e-mail during the 2008 market drop venting but I registered it as a complaint. He did not mean it to be a complaint and wrote a retractions almost immediately.
- One or More Disclosures
Criminal Record
- No Disclosures
Registered or licensed to provide financial advice, services, and products
- California
- Colorado
- Florida
- Georgia
- Hawaii
- Maryland
- Nevada
- New Jersey
- New York
- North Carolina
- Oregon
- South Carolina
- Texas
- Washington
- Wisconsin
Planning Services
- Financial Planning, Retirement, College Funding, Estate, Charitable, Tax, Legacy Planning, Family Meetings
Investment Services
- Strategy Development, Written investment policy, Asset allocation, Performance Reporting, Tax Efficient Strategies, Socialy Responsible Investing at no additional charge. Unbaised and independent Investment analysis
Investment Products
- Mutual Funds, Securities, Hedge Fund, Commodities, Currencies, REITs, Equity, Mortgages, Limited Partnerships
Insurance Products
- Life, Variable Annuity, Long-Term Care, Disability Income, Business
Visit Website - http://www.navigationgroup.com
