Carl Amos Johnson, MBA, CFP®, AIF®
Peterborough, New Hampshire, 03458
Member Since 2004
The mission of our practice is to provide comprehensive fiduciary advisory services that help clients, both institutional and individual, make intelligent, educated choices that enable them to attain their goals and lead fulfilling lives or advance the mission of their institution.
As investment fiduciaries and financial life planners, we take our role as stewards of your financial resources very seriously, as though we were managing the financial well-being of our own family members. Since 1988 our financial advisory relationship has been marked by the highest ethical standards, with our fee-only services ensuring that you receive responsible, independent advice.
My Location
Background Information
Years of Financial Experience
- 15
Education
- University of Illinois (BA)
- Jacksonville University (MBA)
Certifications and Designations
- MBA
- CFP®
- AIF®
Association Memberships
- NAPFA-RA
Methods of Compensation
- Financial Planning: Asset-based fee, Fixed fee, Hourly fee
- Investment Services: Asset-based fee, Fixed fee, Hourly fee
Full Disclosure
- I practice full disclosure for credentials, ethics, business practices, compensation, potential conflicts of interests, and financial services.
Primary Custodian(s)
- Schwab
- Vanguard
- TD Ameritrade
Types of Financial Reports
- Performance Report (Quarterly)
- Market Environment Report (Quarterly)
- Custodial Report (Monthly)
- Newsletter (Quarterly)
- Other
Additional Business Practices
- I provide a written agreement to clients before I provide any advice or services.
- I work with remote clients over the telephone and Internet
- My clients have online access to their financial data
- I review my clients' financial plans with them quarterly
- I review my clients' investment portfolios with them quarterly
Registration & Licensing
- CRD/IARD Number: 4343732
- Insurance Licenses: None
Company Names
- Broker/Dealer: None
Fiduciary Status
- Acknowledged Fiduciary in advisory relationships
Compliance Record
- No Disclosures
Criminal Record
- No Disclosures
Planning Services
- Financial Planning, Retirement, College Funding, Estate, Tax, Charitable, For Institutional and Individual Trustees: Fiduciary training and education; Investment fiduciary reviews; Investment Fiduciary analysis and implementation.
Investment Services
- Strategy Development, Written investment policy, Asset allocation, Performance Reporting, Tax Efficient Strategies, Modeling and risk/return analysis.
Client Investment Services
- Securities, REITS, Index Funds, Exchange Traded Funds, Commodities, Equity, Mortgages
Investment Products
- None
Tax Advice & Services
- Tax Services: Tax Planning, Tax Advice, Tax Efficient Investing
Visit Website - http://amesplanning.com
