Calvin Place Jr., CFA®
Norwell, Massachusetts, 02061
Member Since 2011
Diversified Financial Management, Inc. (DFM) is a dynamic, independent, SEC registered investment advisory firm with a global perspective, offering comprehensive services to high net-worth individuals, families, trusts, and institutional clients. DFM’s experienced professionals provide investment advice and planning solutions customized to each client’s individual objectives.
My Location
Background Information
Years of Financial Experience
- 20
Education
- Bucknell University (Economics)
Certifications and Designations
- CFA®
Association Memberships
- CFA Institute
- Boston Security Analysts Society
- South Shore Chamber of Commerce
- Norfolk & Plymouth Estate Planning Council
Methods of Compensation
- Financial Planning: Fixed fee
- Investment Services: Asset-based fee
Full Disclosure
- I practice full disclosure for credentials, ethics, business practices, compensation, potential conflicts of interests, and financial services.
Primary Custodian(s)
- Fidelity
Types of Financial Reports
- Performance Report (Quarterly)
- Market Environment Report (Quarterly)
- Custodial Report (Monthly)
- Newsletter (Semi-Annually)
Additional Business Practices
- I provide a written agreement to clients before I provide any advice or services.
- I work with remote clients over the telephone and Internet
- My clients have online access to their financial data
- I review my clients' financial plans with them annually and upon request
- I review my clients' investment portfolios with them quarterly and upon request
Registration & Licensing
- CRD/IARD Number: 5862403
- Insurance Licenses: None
Company Names
- Registered Investment Advisor: Diversified Financial Management, Inc.
- Broker/Dealer: None
Fiduciary Status
- Acknowledged Fiduciary in advisory relationships
Compliance Record
- No Disclosures
Criminal Record
- No Disclosures
Planning Services
- Financial Planning, Retirement, College Funding, Charitable
Investment Services
- Strategy Development, Written investment policy, Asset allocation, Performance Reporting, Tax Efficient Strategies
Investment Products
- Mutual Funds, Securities, Hedge Fund, Derivatives, Commodities, Currencies, REITs, Equity, Mortgages, Limited Partnerships
Visit Website - http://www.dfmwealth.com
