Bryan Teel, CFP®
Houston, Texas, 77012
Member Since 2005
Our wealth management philosophy centers on a highly diversified, asset allocation strategy designed to replicate the portfolios of university endowments. This endowment style investing philosophy focuses on protecting capital (limiting downside risk) and producing absolute returns. We employ multiple, non-correlated asset classes, including alternative investments such as publicly traded Master Limited Partnerships (MLPs), Real Estate and Commodities.
My Location
Background Information
Years of Financial Experience
- 10
Education
- University of Texas at Austin (BBA in Finance & Real Estate)
Certifications and Designations
- CFP®
Association Memberships
- Financial Planning Association
Methods of Compensation
- Financial Planning: Asset-based fee
- Investment Services: Asset-based fee
Full Disclosure
- I practice full disclosure for credentials, ethics, business practices, compensation, potential conflicts of interests, and financial services.
Primary Custodian(s)
- TD Waterhouse/Ameritrade
- Charles Schwab
Types of Financial Reports
- Performance Report (Quarterly)
- Market Environment Report (Quarterly)
- Custodial Report (Monthly)
- Other
Additional Business Practices
- I work with remote clients over the telephone and Internet
- My clients have online access to their financial data
- I review my clients' financial plans with them upon request
- I review my clients' investment portfolios with them upon request
Registration & Licensing
- CRD/IARD Number: 4381081
- Insurance Licenses: Life
Company Names
- Registered Investment Advisor: Sweetwater Financial Advisors, LLC
- Broker/Dealer: None
Fiduciary Status
- Acknowledged Fiduciary in advisory relationships
Compliance Record
- No Disclosures
Criminal Record
- No Disclosures
Registered or licensed to provide financial advice, services, and products
- California
- Louisiana
- Texas
Planning Services
- Financial Planning, Retirement, College Funding, Estate
Investment Services
- Strategy Development, Written investment policy, Asset allocation, Performance Reporting, Tax Efficient Strategies, Alternative investments including Publicly Traded Partnerships, Royalty Trusts, and Mark Neutral strategies.
Client Investment Services
- Securities, Active Management, Index Funds, Exchange Traded Funds, Commodities, Equity, Publically Traded Partnerships & Canadian Royal Trust
Investment Products
- None
Visit Website - http://www.sfacorp.com
