Brian Herbel, AAMS®, CFP®
Ankeny, Iowa, 50021
Member Since 2009
At Edward Jones, we believe our business is personal . We look at your individual needs first so we can develop a strategy to help you achieve your long-term financial goals. So, whether you want to plan for retirement, save for college, reduce your tax bills or ensure you have income cover your expenses, you can expect personalized service and long-term investing strategies instead of the latest investment fads. Contact me today to help develop an investment strategy that makes sense for you.
My Location
Background Information
Years of Financial Experience
- 10
Education
- Kansas State University (B.S. in Business Administration)
- Kansas State University (MBA)
- Iowa State University (Certificate in Family Financial Planning)
Certifications and Designations
- AAMS®
- CFP®
Methods of Compensation
- Financial Planning: Asset-based fee
- Investment Services: Asset-based fee
Full Disclosure
- I practice full disclosure for credentials, ethics, business practices, compensation, potential conflicts of interests, and financial services.
Primary Custodian(s)
- Edward Jones
Types of Financial Reports
- Performance Report (Annually)
- Market Environment Report (Quarterly)
- Custodial Report (Monthly)
- Newsletter (Monthly)
Additional Business Practices
- I work with remote clients over the telephone and Internet
- My clients have online access to their financial data
- I review my clients' financial plans with them semi-annually
- I review my clients' investment portfolios with them quarterly
Registration & Licensing
- CRD/IARD Number: 4242769
- Securities Registrations: Series 66, Series 63, Series 7
- Insurance Licenses: Life, Annuity, Long-Term Care, Disability, Health
Company Names
- Registered Investment Advisor: Edward Jones
- Broker/Dealer: Edward Jones
Fiduciary Status
- Acknowledged Fiduciary in advisory relationships
Compliance Record
- No Disclosures
Criminal Record
- No Disclosures
Registered or licensed to provide financial advice, services, and products
- Alabama
- Arkansas
- California
- Florida
- Georgia
- Illinois
- Iowa
- Kansas
- Michigan
- Minnesota
- Missouri
- Oklahoma
- Texas
- WDC
Planning Services
- Financial Planning, Retirement, College Funding, Estate
Investment Services
- Strategy Development, Asset allocation, Performance Reporting, Tax Efficient Strategies
Investment Products
- Mutual Funds, Securities, REITs
Insurance Products
- Life, Fixed Annuity, Variable Annuity, Long-Term Care, Disability Income
Visit Website - http://www.edwardjones.com/en_US/fa/index.html&CIRN=718402
