Brian Carruthers, CFP®, CMT
Laguna Beach, California, 92651
Member Since 2008
Your financial goals are our highest priority. Whether it is to accumulate enough wealth to live comfortably in retirement and achieve financial independence. Whether it is to protect your investment assets so you will never outlive your money. We provide the peace of mind that comes with knowing you have entrusted your financial future to a firm which is highly experienced, competent and with the integrity to help you reach your goals in a safe and secure manner.
My Location
Background Information
Years of Financial Experience
- 26
Education
- University of Florida (BS Accounting)
- College of Financial Planning (CFP)
Certifications and Designations
- CFP®
- CMT
Association Memberships
- Market Technicians Association
- National Assoc of Active Investment Managers
Methods of Compensation
- Financial Planning: Asset-based fee
- Investment Services: Asset-based fee
Full Disclosure
- I practice full disclosure for credentials, ethics, business practices, compensation, potential conflicts of interests, and financial services.
Primary Custodian(s)
- TD Ameritrade
Types of Financial Reports
- Performance Report (Quarterly)
- Market Environment Report (Quarterly)
- Custodial Report (Monthly)
- Newsletter (Bi-Monthly)
Additional Business Practices
- I provide a written agreement to clients before I provide any advice or services.
- I work with remote clients over the telephone and Internet
- My clients have online access to their financial data
- I review my clients' financial plans with them quarterly and upon request
- I review my clients' investment portfolios with them quarterly
Registration & Licensing
- CRD/IARD Number: 131140
- Insurance Licenses: None
Company Names
- Registered Investment Advisor: Brian Carruthers & Associates
- Broker/Dealer: None
Fiduciary Status
- Acknowledged Fiduciary in advisory relationships
Compliance Record
- No Disclosures
Criminal Record
- No Disclosures
Registered or licensed to provide financial advice, services, and products
- All 50 States
Planning Services
- Retirement, Tax
Investment Services
- Strategy Development, Asset allocation, Performance Reporting
Investment Products
- Mutual Funds
Visit Website - http://www.gobcafunds.com/
