Brad Pappas
Allenspark, Colorado, 80510
My Location
Background Information
Years of Financial Experience
- 30
Education
- Northeastern University (BA Business / Finance)
Methods of Compensation
- Financial Planning: Asset-based fee
- Investment Services: Asset-based fee
Full Disclosure
- I practice full disclosure for credentials, ethics, business practices, compensation, potential conflicts of interests, and financial services.
Primary Custodian(s)
- Schwab Institutional Services
Types of Financial Reports
- Performance Report (Quarterly)
- Market Environment Report (Quarterly)
- Custodial Report (Monthly)
- Newsletter (Monthly)
- Other
Additional Business Practices
- I provide a written agreement to clients before I provide any advice or services.
- I work with remote clients over the telephone and Internet
- My clients have online access to their financial data
- I review my clients' financial plans with them upon request
- I review my clients' investment portfolios with them upon request
Registration & Licensing
- CRD/IARD Number: 1249537
- Securities Registrations: Series 65
- Insurance Licenses: None
Company Names
- Registered Investment Advisor: Brad Pappas
- Broker/Dealer: None
Fiduciary Status
- Acknowledged Fiduciary in advisory relationships
Compliance Record
- No Disclosures
Criminal Record
- No Disclosures
Planning Services
- Retirement, Charitable
Investment Services
- Strategy Development, Written investment policy, Asset allocation, Performance Reporting
Investment Products
- Securities, REITs
Visit Website - http://www.greeninvestment.com
