Bart Schannep, CWS
Tucson, Arizona, 85741
Member Since 2011
Our advisors have been helping clients invest for retirement and or general wealth building since 1983. Our investment philosophy is based on Modern Portfolio Theory and we specialize in helping individual clients invest in a manner similar to institutional investors. That is, we recommend exposure to asset classes that include stock and bond mutual funds, ETFs, commodities and alternative investments.
Our years of experience through several bull and bear markets have helped us tactically guide our clients through many different economic scenarios. As a result, we have developed our own proprietary model portfolios. In effect, our goal is to help clients get the best possible return while investing within their individual risk parameters based on appropriateness (prudence) and individual tolerance for volatility.
My Location
Background Information
Years of Financial Experience
- 28
Education
- Wharton (CIMA)
- Northern Arizona University (BS)
Certifications and Designations
- CWS
- CIMAŽ
Association Memberships
- FINRA Arbitrator
Methods of Compensation
- Financial Planning: Asset-based fee, Hourly fee
- Investment Services: Asset-based fee, Hourly fee
Full Disclosure
- I practice full disclosure for credentials, ethics, business practices, compensation, potential conflicts of interests, and financial services.
Primary Custodian(s)
- JP Morgan
- Pershing
Types of Financial Reports
- Performance Report (Annually)
- Custodial Report (Monthly)
- Newsletter (Bi-Monthly)
Additional Business Practices
- I provide a written agreement to clients before I provide any advice or services.
- I work with remote clients over the telephone and Internet
- My clients have online access to their financial data
- I review my clients' financial plans with them annually
- I review my clients' investment portfolios with them annually and upon request
Registration & Licensing
- CRD/IARD Number: 1160703
- Securities Registrations: Series 65, Series 66, Series 63, Series 7, 8, 15,5,3
- Insurance Licenses: Life, Annuity, Long-Term Care
Company Names
- Registered Investment Advisor: Schannep Investment Advisors, Inc.
- Broker/Dealer: First Allied Securities, Inc.
Fiduciary Status
- Acknowledged Fiduciary in advisory relationships
Compliance Record
- No Disclosures
Criminal Record
- No Disclosures
Planning Services
- Financial Planning, Retirement, College Funding, Estate, Charitable
Investment Services
- Strategy Development, Written investment policy, Asset allocation, Performance Reporting, Tax Efficient Strategies
Investment Products
- Mutual Funds, Securities, REITs
Visit Website - http://www.SIATucson.com
