Archibald Hoxton IV, CFP®, AIF®, AAMS®
Shepherdstown, West Virginia, 25443
Member Since 2005
Hoxton Financial, Inc. was founded to provide a new and better way of serving the financial needs of clients. When I was a young advisor, I witnessed the business methods of traditional brokerage firms and realized that many wealth management firms and big brokers suffered from a conflict of interest. I was confident that by building a firm that removed the conflict of interest and improved the quality of service, clients would seek us out. It was a big bet, but one that paid off.
There are many reasons why Hoxton Financial is different. Perhaps most importantly, we are financial fiduciaries and as such are not paid incentives and commissions for our advice. Our advice benefits our clients not our own interests.
My Location
Background Information
Years of Financial Experience
- 18
Education
- North Carolina State Univ. (BA)
Certifications and Designations
- CFP®
- AIF®
- AAMS®
Association Memberships
- Financial Planning Assoc.
- NAPFA
Methods of Compensation
- Financial Planning: Asset-based fee, Hourly fee, Fixed fee
- Investment Services: Asset-based fee, Hourly fee, Fixed fee
Full Disclosure
- I practice full disclosure for credentials, ethics, business practices, compensation, potential conflicts of interests, and financial services.
Primary Custodian(s)
- Fidelity Investments
- TIAA Cref
- SEI Private Trust
Types of Financial Reports
- Performance Report (Quarterly)
- Market Environment Report (Monthly)
- Custodial Report (Monthly)
- Other
Additional Business Practices
- I provide a written agreement to clients before I provide any advice or services.
- I work with remote clients over the telephone and Internet
- My clients have online access to their financial data
- I review my clients' financial plans with them annually and upon request
- I review my clients' investment portfolios with them quarterly and upon request
Registration & Licensing
- CRD/IARD Number: 121275
- Securities Registrations: Series 65
- Insurance Licenses: None
Company Names
- Registered Investment Advisor: Hoxton Financial, Inc.
- Broker/Dealer: None
Fiduciary Status
- Acknowledged Fiduciary in advisory relationships
Compliance Record
- No Disclosures
Criminal Record
- No Disclosures
Registered or licensed to provide financial advice, services, and products
- Florida
- Illinois
- Maryland
- North Carolina
- Pennsylvania
- Virginia
- WDC
- West Virginia
Disclosure(s)
- View StatementPlease remember that different types of investments involve varying degrees of risk, and that past performance may not be indicative of future results. Therefore, it should not be assumed that future performance of any specific investment or investment strategy (including the investments and/or investment strategies recommended or undertaken by Hoxton Financial, Inc.) will be profitable. Please remember to contact Hoxton Financial, Inc., in writing, if there are any changes in your personal/financial situation or investment objectives for the purpose of reviewing/evaluating/revising our previous recommendations and/or services, or if you want to impose, add, to modify any reasonable restrictions to our investment advisory services, or if you wish to direct that Hoxton Financial, Inc. to effect any specific transactions for your account. A copy of our current written disclosure statement discussing our advisory services and fees continues to remain available for your review upon request.
- View ADV
- View Statement
Planning Services
- Financial Planning, Retirement, College Funding, Estate, Charitable
Investment Services
- Strategy Development, Written investment policy, Asset allocation, Re-Balancing, Active Managers, Passive Managers, Risk Management, Performance Reporting, Tax Efficient Strategies, Review Current Portfolios
Investment Products
- Mutual Funds, Securities, REITs, Exchange Traded Funds
Insurance Products
- None
Tax Advice & Services
- Tax Services: Tax Planning, Tax Efficient Investing
Visit Website - http://www.hoxtonfinancial.com
