Andy Lyford
Denver, Colorado, 80211
Member Since 2005
At Charlton Investment Services we work hard to create one-on-one, long -term relationships focusing on all of our client\'s financial needs. Our Team approach to investment advice centers around your particular financial hopes and dreams. We know how critical aspirations such as sending your child to the right school, providing for a comfortable retirement, and financial independence late in life are to creating Financial Confidence.
My Location
Background Information
Years of Financial Experience
- 18
Education
- Trinity College, Hartford, CT (BA)
Association Memberships
- FPA
Methods of Compensation
- Financial Planning: Asset-based fee
- Investment Services: Asset-based fee
Full Disclosure
- I practice full disclosure for credentials, ethics, business practices, compensation, potential conflicts of interests, and financial services.
Primary Custodian(s)
- LPL Financial LLC
Types of Financial Reports
- Performance Report (Annually)
- Market Environment Report (Monthly)
- Custodial Report (Monthly)
- Newsletter (Monthly)
Additional Business Practices
- I work with remote clients over the telephone and Internet
- My clients have online access to their financial data
- I review my clients' financial plans with them quarterly
- I review my clients' investment portfolios with them quarterly
Registration & Licensing
- CRD/IARD Number: 6413
- Securities Registrations: Series 63, Series 7, Series 6, Series 24
- Insurance Licenses: Life, Annuity, Long-Term Care, Health
Company Names
- Registered Investment Advisor: LPL Financial
- Broker/Dealer: LPL Financial
Fiduciary Status
- Acknowledged Fiduciary in advisory relationships
Compliance Record
- No Disclosures
Criminal Record
- No Disclosures
Firm Disclosures
- Andy Lyford is a Registered Representative with LPL Financial, LLC. Securities & fee based asset management and advisory services are offered through LPL Financial, LLC, a Registered Investment Advisor and Member FINRA/SIPC (www.finra.org; www.sipc.org).
Additional Disclosure(s)
- View StatementThe information and opinions posted on this website do not necessarily reflect the opinion of LPL financial or its affiliates. Andy is an LPL Investment Advisor Representative. Securities Registrations are held through LPL Financial. No information provided on this site is intended to constitute an offer to sell or a solicitation of an offer to buy shares of any security, nor shall any security be offered or sold to any person, in any jurisdiction in which such offer, solicitation, purchase or sale would be unlawful under securities laws of such jurisdiction. The LPL Financial Registered Representative associated with this page may only discuss and/or transact business with residents of the following states: CO, CA, AZ, NV, FL, WA, OH, NC and NE.
- View ADV
- View Statement
Planning Services
- Financial Planning, Retirement, College Funding, Estate, Charitable, Tax
Investment Services
- Strategy Development, Written investment policy, Asset allocation, Performance Reporting, Tax Efficient Strategies
Investment Products
- Mutual Funds, Securities, Derivatives, Commodities, REITs, Limited Partnerships
Insurance Products
- Life, Fixed Annuity, Variable Annuity, Long-Term Care
Visit Website - http://www.lpl.com/andrew.lyford
