Andrew Kark
Denver, Colorado, 80264
Member Since 2005
We want to work with people who truly would like the help. We are interested in relationships where both we and the client feel that we are adding value and that together we can make better decisions than either of us can make separately. We too, are looking to grow from our relationships and experiences with clients and hope the feeling is mutual.
My Location
Background Information
Years of Financial Experience
- 21
Education
- Tulane University (B.S.M. 4 years)
Certifications and Designations
- CFP®
- CMFC®
- PFS
- CPA
Association Memberships
- Colorado Society of CPA\'s
- American Institute of CPA\'s
Methods of Compensation
- Financial Planning: Asset-based fee, Fixed fee
- Investment Services: Asset-based fee, Fixed fee
Full Disclosure
- I practice full disclosure for credentials, ethics, business practices, compensation, potential conflicts of interests, and financial services.
Primary Custodian(s)
- Morgan Stanley Smith Barney
- TD Ameritrade
Types of Financial Reports
- Performance Report (Semi-Annually)
- Market Environment Report (Quarterly)
- Custodial Report (Monthly)
- Other
Additional Business Practices
- I provide a written agreement to clients before I provide any advice or services.
- I work with remote clients over the telephone and Internet
- My clients have online access to their financial data
- I review my clients' financial plans with them semi-annually and upon request
- I review my clients' investment portfolios with them quarterly
Registration & Licensing
- CRD/IARD Number: 4366158
- Insurance Licenses: None
Company Names
- Registered Investment Advisor: M.Z. Kark & Associates, Inc.
- Broker/Dealer: None
Fiduciary Status
- Acknowledged Fiduciary in advisory relationships
Compliance Record
- No Disclosures
Criminal Record
- No Disclosures
Planning Services
- Financial Planning, Retirement, College Funding, Estate, Charitable, Tax, Divorce work
Investment Services
- Written investment policy, Asset allocation, Performance Reporting, Tax Efficient Strategies
Investment Products
- Mutual Funds, Hedge Fund, Separately Managed Accounts
