Allen Taylor
Birmingham, Alabama, 35242
Member Since 2005
There is no one size fits all portfolio or asset plan. Each individual investor is unique in his or her needs and desires and the portfolio allocation must reflect these individual desires. We do not believe in a buy and hold strategy but strongly believe and practise and active management style of asset management with an on-going analysis of the markets, economy and environment in which we live.
My Location
Background Information
Years of Financial Experience
- 10
Methods of Compensation
- Financial Planning: Asset-based fee
- Investment Services: Asset-based fee
Full Disclosure
- I practice full disclosure for credentials, ethics, business practices, compensation, potential conflicts of interests, and financial services.
Additional Business Practices
- I work with remote clients over the telephone and Internet
- My clients have online access to their financial data
- I review my clients' financial plans with them quarterly
- I review my clients' investment portfolios with them quarterly
Registration & Licensing
- CRD/IARD Number: 2707551
- Securities Registrations: Series 63, Series 7, Series 24, Series 6, 53
- Insurance Licenses: Life, Annuity, Long-Term Care, Disability, Health
Company Names
- Broker/Dealer: None
Fiduciary Status
- Acknowledged Fiduciary in advisory relationships
Compliance Record
- No Disclosures
Criminal Record
- No Disclosures
Planning Services
- Financial Planning, Retirement, College Funding, Estate
Investment Services
- Strategy Development, Written investment policy, Asset allocation, Money manager selection, Asset Management, Performance Reporting, Tax Efficient Strategies
Visit Website - http://www.wsllc.us
