Alan Costa, CDFA™, ChFC®, CLU®
Nashville, Tennessee, 37221
Member Since 2008
With over 35 year of experience, my objective is to use my knowledge and experience to help meet the financial goal of my clients, based on long-term relationships, with umcompromising quality, integrity and service.
My Location
Background Information
Years of Financial Experience
- 35
Education
- University of Virginia (BS Commerce 1967)
Certifications and Designations
- CDFA™
- ChFC®
- CLU®
Methods of Compensation
- Financial Planning: Asset-based fee, Fixed fee, Hourly fee
- Investment Services: Asset-based fee
Full Disclosure
- I practice full disclosure for credentials, ethics, business practices, compensation, potential conflicts of interests, and financial services.
Primary Custodian(s)
- Linsco Private Ledger
Types of Financial Reports
- Performance Report (Quarterly)
- Market Environment Report (Monthly)
- Custodial Report (Monthly)
- Newsletter (Quarterly)
Additional Business Practices
- I work with remote clients over the telephone and Internet
- My clients have online access to their financial data
- I review my clients' financial plans with them quarterly
- I review my clients' investment portfolios with them quarterly
Registration & Licensing
- CRD/IARD Number: 54794
- Securities Registrations: Series 65, Series 7, Series 24
- Insurance Licenses: Life, Annuity, Long-Term Care, Disability, Health
Company Names
- Broker/Dealer: LPL Financial
Fiduciary Status
- Acknowledged Fiduciary in advisory relationships
Compliance Record
- No Disclosures
Criminal Record
- No Disclosures
Planning Services
- Financial Planning, Retirement, Estate, Tax, Charitable, Divorce Financial Analysis
Investment Services
- Strategy Development, Written investment policy, Asset allocation, Performance Reporting, Tax Efficient Strategies
Investment Products
- Mutual Funds, Securities, REITs
Visit Website - http://www.LPL.com/alan.costa
